Compliance Officer (maternity cover contract) (BB-08240)
Found in: Talent UK
Description:About Swiss Re Swiss Re is one of the world’s leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate and manage a wide variety of risks, from natural catastrophes and climate change to cybercrime.At Swiss Re we combine experience with creative thinking and cutting-edge expertise to create new opportunities and solutions for our clients. This is possible thanks to the collaboration of more than 13,000 employees across the world. We offer a flexible working environment where curious and adaptable people thrive. Are you interested in joining us? About the Role You will be responsible for working on compliance activities in support of Group Asset Management to ensure compliance with the applicable rules and regulations to include providing compliance guidance on implementing policies and guidelines, training and reporting. This is a role with a global scope, with focus on supporting Group Asset Management and Compliance Group Framework goals and liaise with cross-functional Compliance team members. Core responsibilities: Provide enabling guidance and technical expertise to Group Asset Management with respect to compliance requirements and implementation of the Compliance Program including review of regulations, regulatory submissions and reporting, guidance on investment restrictions and financial crime due diligence topics Provide compliance support with respect to Group Asset Management initiatives Identify Compliance Risk exposure that might impact Group Asset Management and businesses and coordinate accordingly with the relevant Compliance Officers or team Support development and maintenance of the Compliance Program and associated compliance risk mitigation standards for existing and new/amended regulations including policies, guidelines, training and communication Conduct training on compliance matters within Group Asset Management Monitor and act upon regulatory developments relating to Compliance Risks and the associated regulatory obligations Perform Compliance Risk assessments Support/provide input to regular and relevant reporting to Senior Management Support delivery of the Annual Compliance Plan Work closely with colleagues in the Compliance Group Framework team to support the delivery of the team vision Build and maintain cross-functional relationships with other team members, teams, functions, and Business Units Support for the Coordinated Assurance Framework working with Group Internal Audit and Risk Management This position is maternity cover with fixed-term contract until the end of 2021. About the Team This role reports to the Head of Compliance Asset Management & Capital Markets within Compliance Group Frameworks. The Compliance Capital Markets & Asset Management team is a global team of 9 responsible for providing advisory support to Group Asset Management, Group Finance, Reinsurance and Corporate Solutions. The team is part of the wider Group Framework team, a global team responsible for global Compliance Frameworks, group wide Compliance Assurance, Asset Management and Capital Market, Group Functions Compliance enabling activities and Compliance Digital Solutions and Analytics. About You University or equivalent qualification Proficient in English Minimum 3 years' professional experience, preferably in a banking, capital markets or asset management role, in the area of Compliance or Legal Good knowledge or awareness of regulatory requirements which may include Investment Compliance, International Trade Controls and Economic Sanctions, Anti-Money Laundering, Fraud, Anti-Bribery and Corruption Good understanding of control processes and systems Ability to prioritise and work in a highly dynamic and changing matrix environment Good communication and interpersonal skills A keen Interest in Digitalization a plus We're looking forward to your application!
calendar_today8 hours ago