Compliance - London, United Kingdom - Barclay Simpson

Barclay Simpson
Barclay Simpson
Verified Company
London, United Kingdom

1 month ago

Tom O´Connor

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Tom O´Connor

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Description

Compliance:


  • London
- competitive

  • Job type: Permanent
  • Sector: Banking
  • Job reference: NE40299
my client is a global investment bank. They are looking to hire a good compliance advisory officer at the AVP level.

This is a different role to most AVP advisory positions out there.

The bank and the team are extremely exciting and in terms of career development, this opportunity will push you forward in your advisory career in investment banking.


In this role, you will be supporting the head of advisory making sure the bank meets its regulatory obligations and complies with all relevant FCA rules.

You will face off with key stakeholders within the business but primarily the front office. You will provide regulatory compliance advice to the Fixed Income, Equities, Derivatives and Treasury markets teams.

They are open to looking at people from a brokerage background as well as investment banking.

Ideally, you will have worked as a compliance associate at an investment bank or have 1 or two years of sales and trading compliance.

You may be working on a graduate rotation at an investment bank and now looking for your next role in advisory.

Some of the responsibilities you will cover
- regulatory advisory
- market abuse risk assessments
- conduct risk, MIFID, MAR
- regulatory change
- breaches
- training

The bank offers hybrid working with 2/3 days in the office.

If you have good qualifications, relevant education and some sales and trading compliance experience. I would be interested in speaking to you.
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