Compliance Officer - Liverpool, United Kingdom - Ortus PSR

Ortus PSR

Verified Company

Liverpool, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Are you an experienced compliance professional with a background in the Financial Planning industry? Do you desire a new opportunity where you can work from the comfort of your own home? Are you passionate about making a positive impact on people's lives? If so, we have the perfect role for you

As a Compliance Officer, you will play a vital role in ensuring compliance with relevant legislation and procedures.

Your responsibilities will include assisting in the implementation and review of strategic business plans for the Compliance function, as well as providing guidance and support to advisers and support staff.

You will contribute to the maintenance of effective systems and controls to mitigate business risks and ensure compliance, while fostering a positive compliance culture throughout the company.

Salary for a Compliance Officer:
Up to £50,000, Location: Remote/Home-Based

Benefits:
Excellent Benefits Package

Skills and Experience Required:
Relevant experience in IFA Compliance, including internal file reviews of new business and annual client reviews, and complaints handling

Level 4 Diploma Qualification

In return for your expertise and dedication, you will have the opportunity to work for a company that truly values its employees.