Policy and Regulatory Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Responsibilities:

Responsible for policy and procedure drafting, acting as a Subject Matter Expert on selected regulatory change in order to interpret regulations for all to use.
Oversee the process of Certification completion and other Compliance onboarding requirements for new joiners.
Works independently and proactively, manages, motivates and monitors junior resource workload and priorities to assist in timely regulatory reporting and Central processes as well as other Compliance periodic tasks. This is a key responsibility for thisrole.
Own the training process and coordinates with the Bank to agree the training and delivery of plan as well as face to face training including the refresher training preparation and delivery for the support functions.
Ensure that the team prepares valuable Compliance Management Information for key committees
Provide advisory support to business for Central Compliance functions and to Support and Control departments more broadly where needed. Act as the Compliance advisory to support functions.
Enhance procedural documentation for Central Compliance tasks, identify opportunities for improvement to these processes, including if relevant working with systems team to develop enhancements when possible.
Provides Compliance services to other offices in Germany and Abu Dhabi branch.
Get involved in ad hoc Compliance projects as required on behalf of Compliance by taking ownership of deliverables. Attend all Compliance meetings as required.

Skills:

Considerable experience of:

Advising businesses on how to comply with laws, rules and regulations for new employees and key compliance processes
Financial services laws and regulations (essential)
Financial markets and banking activities (essential)
Prudential risks and financial conduct areas (essential)