Graduate Trainee Compliance Officer - Isle Of Man, United Kingdom - IIM Limited

Description

We are looking for a Graduate Trainee Compliance Officer to join our growing Financial Planning team in Douglas and to provide support to our Compliance Director.

Our Financial Planning team offer advice on every aspect of financial planning, including investments, pensions, mortgages and later life finances.

This is a highly regulated industry, and therefore it's essential that we have processes in place to ensure we comply with all legal requirements.

This role will involve working alongside our advisors, planners and the rest of the team to ensure the best client outcomes are achieved in line with regulator guidelines and internal processes.

You'll be communicating with clients and providers to ensure new and review business is completed to a great service standard.

On a day-to-day basis you'll be involved with a variety of aspects such as reviewing and updating compliance documents/procedures, assisting with training, undertaking client reviews, and ensuring we have reliable management information.

This is an excellent opportunity for a recent graduate to step into the world of compliance, ensuring our business remains ahead of rules and regulations, maintains its desire to offer the best outcomes for clients and to help shape the future direction of the company.

• Monday to Friday

• Isle Of Man, IM1 1EB: reliably commute or plan to relocate before starting work (preferred)

• Bachelor's (preferred)