Compliance Officer - London Area

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business. · ...

Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

+Job summary · +We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. · +Conducting client and third-party checks and managing ongoing monitoring · Reviewing risk assessment forms and providing gui ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance (LR&C) department. · ...

+I am partnered with with a global multi-strat hedge fund looking for a senior compliance professional to support the Head of Compliance and partner with colleagues globally. This is a high-profile role within the London office, offering exposure to senior management and the oppo ...

+A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. The role supports the development, · implementation, monitoring and enforcement of the firm's compliance programme and works closely with legal and · compliance leadership. ...

A Compliance Officer is sought to build and oversee compliance for a regulated investment advisory business in London. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · Providing real time compliance advisory support across European and US regulations · Helping design and enh ...

+A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · +Undergraduate degree required · ...

This is a Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd's Market. · ...

I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · ...

A global investment manager with a strong presence in London is seeking a Compliance Officer to join its expanding regulatory team. · ...