Cass Oversight Analyst 6 Month Ftc - London, United Kingdom - Nelson Scott LLP

Nelson Scott LLP
Nelson Scott LLP
Verified Company
London, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

The CASS & Regulatory oversight function is responsible for overseeing the operational regulatory reporting that is undertaken by the business including CASS, CSDR, FATCA, MiFID Transaction Reporting and HMRC / (ISA) reporting.

This role is to provide technical CASS expertise and challenge / oversight within our business lines.


RESPONSIBILITIES

  • Ensuring that periodic activities are completed within SLA
  • Responsible for providing first line challenge to the business
  • Identifying improvements within our internal controls environment
  • Monitoring incidents ,performing root cause analysis on errors and risk events
  • Supporting internal & external audits
  • Collating the CMAR return
  • Collating CASS Management Information
  • Provide cross training, and provide cover for regulatory reporting
  • Identifying operational improvements, reducing operation risk and increasing efficiencies
  • Supporting internal projects
WE WOULD LOVE TO HEAR FROM YOU / PLEASE APPLY IF:

  • Operates with a risk management mindset.
  • Data literate, advanced Microsoft Excel skills
  • Strong focus / attention to detail
  • Priorities effectively
  • Understands and follows processes
  • Strong understanding of the CASS rules
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