Compliance Advisor - London

We are looking for a Compliance Advisor to monitor and ensure that the Company's business is conducted in an appropriate manner and in accordance with FCA Handbook, Financial Services and Markets Act 2000, Exchange Rules, Company Policy and other applicable regulations. · An oppo ...

The Compliance Advisor will review audit investigation requests from Exchanges and Regulators FATCA CRS Audit Advisory ad hoc tax projects. · ...

The Team · Vanguard's purpose is to take a stand for all investors, · treat them fairly and to give them the best chance of investment success. · We are seeking a proactive, · commercially minded, · experienced Compliance professional to partner with Vanguard's Investment Managem ...

The Team · Vanguard is seeking a proactive, commercially minded, experienced Compliance professional to partner with their Investment Management Group (IMG), with a primary focus on fixed income expertise. · We're expanding across Europe and looking for a Compliance Specialist to ...

Vanguard's purpose is to take a stand for all investors, to treat them fairly and to give them the best chance of investment success. · ...

Elevate your career in compliance with this exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. · ...

We are seeking a Compliance Associate (Advisory) to join our team in London. This is an exceptional opportunity to work with a dynamic brokerage/trading business known for its positive and collaborative culture. · Provide day-to-day compliance advice and guidance to various busin ...

The job is for a Compliance Advisor at an investment brokerage company based in the City of London. The role involves reviewing and auditing requests from exchanges and regulators, conducting research on financial regulatory developments and maintaining accurate records. · Review ...

We are looking to hire a Compliance Advisor to join our growing team in London. · Monitor and ensure that the Company's business is conducted in an appropriate manner and in accordance with various financial regulations. · ...

We are looking for a Content Compliance Advisor to make a meaningful impact and be part of a dynamic team. · Join us in shaping the magic behind the scenes · As a key adviser to Disney+, National Geographic and Disney Channels for EMEA, the Regional Compliance team advises on mos ...

We are looking to hire a Compliance Advisor to join our growing team in London. · ...

About The Role & TeamBe you, be here, be part of the storyAt The Walt Disney Company magic is more than just a word; it's a way of life. For a century we've been inspiring imaginations celebrating diversity and bringing families together through our beloved stories characters and ...

This is your opportunity to join AXIS Capital – a trusted global provider of specialty lines insurance and reinsurance. · We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. · We also proudly maintain ...

This post supports operational compliance activity within Halls of Residence but does not hold statutory responsibility for building safety. The role involves maintaining organized records of building safety documentation and ensuring timely updates are provided to Residence Mana ...

Supports operational compliance activity within Halls of Residence but does not hold statutory responsibility for building safety. · ...

· The Team seeks a proactive commercially minded experienced Compliance professional to partner with Vanguard's Investment Management Group (IMG) with a primary focus on fixed income expertise. · We're expanding across Europe and seeking a Compliance Specialist to join our Inves ...

+Job summary · The team at Vanguard seeks a proactive Compliance professional to partner with Investment Management Group (IMG) on fixed income expertise.+Proven significant experience within an asset management compliance function. · Strong knowledge of UCITS products and EU / U ...

Vanguard's purpose is to take a stand for all investors and we are seeking a proactive Compliance professional to partner with Vanguard's Investment Management Group (IMG), with a primary focus on fixed income expertise. · ...

This is your opportunity to join AXIS Capital – a trusted global provider of specialty lines insurance and reinsurance in London. · We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. · We also proudl ...

This is your opportunity to join AXIS Capital – a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an ...