Compliance Officer, Fintech: Consumer Duty - London - Wagestream

We are supporting a financial services organisation seeking an experienced MiFID & Consumer Duty specialist to support the enhancement of its regulatory programme. · ...

We are seeking an exceptional Consumer Duty Oversight Senior Manager to join our team at Barclays. This is an exciting opportunity to shape our approach to Consumer Duty and Vulnerability obligations.In this pivotal role, you will provide data-led expert oversight across customer ...

This is a high-impact role as a Consumer Duty Oversight Senior Manager where your regulatory expertise and strategic insight will directly influence how PBWM delivers on its Consumer Duty and Vulnerability obligations. · ...

Joining at a pivotal moment as a Consumer Duty Oversight Senior Manager where you will be part of a small specialist team responsible for providing effective oversight across customer-related regulatory areas ensuring that the business meets FCA expectations and consistently deli ...

+ · + · This role supports the delivery of the annual conduct plan and helps ensure compliance with UK regulatory requirements and Lloyd's oversight principles. · +Support the delivery of the annual conduct plan and day-to-day operation of the conduct risk framework · ...

Our London based client is seeking a Business Analyst to work on an Insurance Product Governance project following a merger and acquisition. · ...

Our London based client is seeking a Business Analyst to work on an Insurance Product Governance project following a merger and acquisition. · ...

Excellent opportunity to join a highly rated UK wealth and asset management business in a senior product governance role. · ...

We are seeking an experienced MiFID and Consumer Duty specialist to support the enhancement of our regulatory program on a short-term staff augmentation basis. · Review and enhance MiFID and Consumer Duty policies, procedures, and frameworks. · Support improvements to regulatory ...

We are seeking a Conduct Risk Analyst to join our Compliance function within the Conduct Risk team. · Support the delivery of the annual conduct plan and day-to-day operation of the conduct risk frameworkAssist with product governance activitiesSupport Consumer Duty obligations, ...

An established Lloyd's Managing Agent is seeking a Conduct Risk Analyst to join its Compliance function within the Conduct Risk team. · ...

Alexander Lloyd are currently partnered with a Growing Re-Insurance provider on a Proposition Governance Lead role that will provide independent challenge regulatory insight and governance assurance. · ...

Develop and deliver a clear remediation roadmap addressing all FCA feedback actions, · supported by gap analysis, milestones, and evidence.Enhance Consumer Duty and MiFID II frameworks to reflect the firm's transition to a larger, · more complex operating model. · ...

We are seeking an experienced Senior Legal Counsel to join our UK-based legal team. This role will provide critical support in enabling the development and delivery of regulated financial products. · Provide legal guidance on product development and roll-out. · Advise on UK finan ...

A global leading consumer business seeks an ACCA/CIMA part qualified/finalist candidate to join its commercial finance team. · This is a great chance to join an iconic brand in a commercial role where you will work on business cases. · ...

+ Assist in the development, implementation and maintenance of the first-line Customer Outcome framework + · + Working with relevant business areas to assess and monitor the delivery of good customer outcomes. · + Supporting relevant business areas to embed conduct risk managemen ...

+Job summary · We are seeking an experienced Advice Services professional to own and develop our UK wealth advice services and associated wrappers, · +QualificationsRecent, hands-on experience owning and managing advice services or financial planning propositions within a UK weal ...

An excellent opportunity to join a highly rated UK wealth and asset management business in a senior product governance role. · ...

We believe the best banking experience starts with people who genuinely care.At Metro Bank, we're building trust through authentic connections and value individuality, collaboration and long-standing relationships. · Act as senior business subject-matter expert on product related ...

A File Reviewer is needed to undertake high-quality reviews of client files to ensure that advice is suitable, · compliant and clearly evidenced.Review client files, advice reports and supporting documentation to assess suitability, · appropriateness and compliance with FCA rules ...

The role focuses on developing and launching lending products in consumer lending area. · The role holder works closely with Digital Personal Banking, Business Banking, Credit Risk, Legal, Compliance, Project Management Office, Information Technology and other relevant department ...