Compliance Monitoring Officer - London, United Kingdom - LHH Recruitment Solutions

Tom O´Connor

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Tom O´Connor

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Description

Responsibilities:

  • Provide an indepth understanding of the regulatory framework, whilst ensuring effective risk management procedures are put in place at all times
  • Leading the execution of the Compliance Monitoring programme and contributing to annual Compliance Monitoring risk assessment processes
  • Maintaining Compliance Monitoring testing programmes

Key skills and experience:

  • Strong knowledge of the FCA handbook
  • Strong analytical skills and good attention to detail
  • Previous monitoring or audit experience within a Financial Services firm

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