Compliance Officer - Bromsgrove, United Kingdom - Johnson Fleming

Johnson Fleming

Verified Company

Bromsgrove, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

We're NFP and we provide services and solutions to support businesses and people. We have capabilities that extend around the globe, including here in the UK, Ireland, EMEA, APAC and North America.

It's a time of rapid growth for the European arm of the business, so we need someone to join us to assist the compliance team in the delivery of strategic and tactical enhancements of the Group Compliance function, together with ensuring that both internal and external BAU compliance requirements are met.

Who are we and what do we do?:
NFP is a leading global insurance business with four core service lines:

employee benefits

- insurance broking and consultancy

HR consultancy

- wealth management

With 6,600 employees worldwide, including 250 in the UK and Ireland, we're an outstanding company whose passion for building relationships is founded on trust and communication and is at the very heart of everything we do.

What you'll love about us:

We may be a global business, but our culture is united and truly collaborative.

We strive to adopt a genuinely flexible approach to working, and we have the technology to make it as easy as possible for our people around the world to connect to one another, and to be productive in and out of the office.

We want everyone to bring their best selves to work each day, so we have a relaxed and casual office environment, plus great employee benefits and socials.

Joining NFP means you'll get plenty of opportunities to invest in your career and personal development.

Attractions - NFP:

We pride ourselves on our fastpaced, collaborative, vibrant working environment and hybrid model for partremote working
Our PeopleFirst culture means our people work in a flexible and autonomous way and have the freedom and expertise to deliver outstanding service to clients in the way that they knowhow.
We build partnerships with organisations that can complement our client offering and we invest in new technology to deliver innovative solutions in our given markets.
We build partnerships with organisations that can complement our client offering and we invest in new technology to deliver innovative solutions in our given markets.
We focus on making sure that people can bring their best selves to work every day; and that they are placing as much importance on family and community as they do their valuable work.
Our diversity and inclusion initiatives and charity work form a large part of this. NFP has an Executive Board member who is dedicated to diversity and inclusion, and has a D&I Board made up of individuals from across our entire business.

About the role:

We are recruiting for a
Compliance Officer to join our growing team in
Bromsgrove/ Birmingham.

The role will be a key part of the compliance function collectively working to ensure the effective operations of NFP with relevant rules and regulations.

This role will have a particular focus on our P&C divisions across the UK & Ireland.

However the team works together across all divisions so there will also a requirement to support the team with general compliance activities.

Overview of duties:

Representing the compliance division to the business and providing suitable advice on regulations and compliance issues.
Providing support with our training & competence scheme. including implementation, monitoring, adviser development and administration.
Undertaking relevant research and diligence as required by the team.
Support in managing, resolving and responding to complaints
Keeping up to date with current compliance requirements across pensions, insurance, investments and mortgages.
Building relationships with key stakeholders in all business lines, including development of knowledge of their business aims, strategies and problems
Collect and inform on relevant management information (MI)
Undertaking general support and administration duties for the compliance division

Person specification:

Knowledge, skills and abilities:

Demonstrable experience in compliance roles or similar within the financial services sector
Strong knowledge of the UK regulatory framework and the FCA handbook
High degree of integrity with high ethical standards
General understanding of key pieces of regulation, including the Senior Managers and Certification Regime (SM&CR), the Insurance Distribution Directive (IDD) and the General Data Protection Regulation (GDPR)
Proficiency with Microsoft Office and the ability to adapt to new systems quickly

Education and experience:

2+ years experience gained within a compliance function or industry specific operations will be assessed in line with the specific requirements of the role

Key information:

Salary:
Competitive depending upon experience

Hours:35 hours Monday - Friday

Location:
Bromsgrove/ Birmingham

Benefits:25 days holiday + bank holidays, online Doctor, Life Assurance, cycle to work scheme etc