- Fintech experience: Over 8 years
- Knowledge of FCA frameworks: Strong
-
Head of Compliance Assurance
6 days ago
InvestEngine LondonHead of Compliance Assurance · We're looking for an experienced professional to lead our compliance assurance efforts. · Design and deliver a robust Compliance Monitoring Programme (CMP) ensuring timely completion and high-quality outputs. · Plan thematic reviews across areas suc ...
-
Head of Compliance Assurance
1 month ago
Only for registered members London Full timeWe're looking for a Head of Compliance Assurance to join our Compliance team. · You'll take on meaningful work from the start tackling real challenges that drive the stability efficiency growth of our business.Lead the design ownership delivery of the Compliance Monitoring Progra ...
-
Head of Compliance Assurance
1 week ago
InvestEngine Limited LondonWe're looking for a Head of Compliance Assurance to join our Compliance team. You'll be responsible for providing independent, expert oversight of regulatory compliance across the business. This role is ideal for someone who's confident operating with independence and authority, ...
-
Head of Compliance Assurance
1 week ago
InvestEngine Limited LondonA leading investment firm in the UK seeks a Head of Compliance Assurance to oversee regulatory compliance. · ...
-
Head of Compliance Assurance
1 month ago
Only for registered members London SE Remote job+We're looking for a Head of Compliance Assurance to join our Compliance team. · You'll take on meaningful work from the start tackling real challenges that drive stability efficiency growth. · ...
-
Quality Assurance and Compliance Specialist
1 month ago
Only for registered members London, England Remote jobWe help clients face risk with confidence because we believe that when businesses are protected, they're free to grow, lead, and innovate. You'll be backed by our digital ecosystem: a client-centric suite of consulting tools making it easier for you to meet your clients where the ...
-
Manager, Compliance Risk and Assurance
1 month ago
Only for registered members London AreaThe Compliance Risk Manager will contribute to completion of annual Financial Crime Business-wide Risk Assessment (BWRA) process. · Direct contribution to completion of Financial Crime Business-wide Risk Assessment (BWRA) process · Carry out written CMAP plan and lead its executi ...
-
Quality Assurance and Compliance Specialist
1 month ago
Only for registered members City of London Full timeWe help clients face risk with confidence because we believe that when businesses are protected, they're free to grow, lead, and innovate. You'll be backed by our digital ecosystem: a client-centric suite of consulting tools making it easier for you to meet your clients where the ...
-
HR Compliance and Quality Assurance Manager
1 week ago
Only for registered members LondonThe HR Compliance and Quality Assurance Manager is responsible for leading institutional compliance corporate quality assurance human resources governance at Raindance Film School. · Institutional Compliance and Regulatory OversightAct as institutional lead for regulatory complia ...
-
Quality assurance and compliance lead- food
1 month ago
Only for registered members London· This role is to ensure legislative compliance and the ongoing review, enhancement, and application of policies and standards. In this position your responsibilities as a Quality Assurance and Compliance Lead- Food include Overseer supplier approval quality assurance responsibl ...
-
HR Compliance and Quality Assurance Manager
1 week ago
Only for registered members London, EnglandThe HR Compliance and Quality Assurance Manager is responsible for leading the school's institutional compliance corporate quality assurance human resources governance. · ...
-
Quality assurance and compliance lead- food
4 weeks ago
Only for registered members London AreaWe are looking for a Quality Assurance and Compliance Lead- Food to provide strategic and operational leadership for our own-label portfolio, · overseeing Food Safety, Quality Assurance. · ...
-
Quality assurance and compliance lead- food
1 month ago
Only for registered members London AreaWe are looking for a Quality Assurance and Compliance Lead-Food to provide strategic and operational leadership for our own-label portfolio. · ...
-
Quality Assurance Compliance Manager x6
1 month ago
Only for registered members LondonA large public sector organisation is currently recruiting for 6 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, and effectiveness of learning acr ...
-
Quality Assurance Compliance Manager x4
3 days ago
Only for registered members London AreaWe are recruiting for Quality Assurance & Compliance Managers to join our Learning & Development team.A large public sector organisation is currently recruiting for experienced Quality Assurance & Compliance Managers on a permanent basis. · ...
-
Regional Compliance Officer, Quality Assurance
1 month ago
Only for registered members London AreaDriving and supporting various initiatives to enhance Regional Compliance Framework, working closely with all compliance stakeholders in the region. · ...
-
FIG Compliance Quality Assurance Executive
1 week ago
Only for registered members LondonWe are seeking an early-career professional with some exposure to assurance or AML/CTF compliance to build their expertise in a quality assurance role within financial services. · Assessing account reviews on Existing Customers · Conduct post-review checks of customer documentati ...
- Only for registered members London
The finance team at The Guinness Partnership play a critical role in ensuring Guinness has a strong financial base. · We are recruiting for a Risk, Compliance and Assurance – Technology Graduate to join our team in London.We will provide you with commercial and strategic skills i ...
-
Quality Assurance Compliance Manager x4
4 days ago
Only for registered members LondonA large public sector organisation is currently recruiting for 4 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, and effectiveness of learning acr ...
-
Quality Assurance Compliance Manager x6
1 month ago
Only for registered members London AreaA large public sector organisation is currently recruiting for 6 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, · and effectiveness of learning a ...
Executive Lead, Compliance Assurance - London - InvestEngine
Description
Executive Lead, Compliance Assurance
This role offers autonomy to manage compliance activities within a leading investment management firm in London.
The ideal candidate will design assurance programmes that meet regulatory requirements while promoting transparency and clarity.
In this remote-first work environment, flexibility is key.
-
Head of Compliance Assurance
InvestEngine- London
-
Head of Compliance Assurance
Full time Only for registered members London
-
Head of Compliance Assurance
InvestEngine Limited- London
-
Head of Compliance Assurance
InvestEngine Limited- London
-
Head of Compliance Assurance
Only for registered members London SE
-
Quality Assurance and Compliance Specialist
Only for registered members London, England
-
Manager, Compliance Risk and Assurance
Only for registered members London Area
-
Quality Assurance and Compliance Specialist
Full time Only for registered members City of London
-
HR Compliance and Quality Assurance Manager
Only for registered members London
-
Quality assurance and compliance lead- food
Only for registered members London
-
HR Compliance and Quality Assurance Manager
Only for registered members London, England
-
Quality assurance and compliance lead- food
Only for registered members London Area
-
Quality assurance and compliance lead- food
Only for registered members London Area
-
Quality Assurance Compliance Manager x6
Only for registered members London
-
Quality Assurance Compliance Manager x4
Only for registered members London Area
-
Regional Compliance Officer, Quality Assurance
Only for registered members London Area
-
FIG Compliance Quality Assurance Executive
Only for registered members London
-
Risk, Compliance and Assurance Technology Graduate
Only for registered members London
-
Quality Assurance Compliance Manager x4
Only for registered members London
-
Quality Assurance Compliance Manager x6
Only for registered members London Area