Executive Lead, Compliance Assurance - London - InvestEngine

    InvestEngine
    InvestEngine London

    1 week ago

    Description

    Executive Lead, Compliance Assurance

    This role offers autonomy to manage compliance activities within a leading investment management firm in London.

    • Fintech experience: Over 8 years
    • Knowledge of FCA frameworks: Strong

    The ideal candidate will design assurance programmes that meet regulatory requirements while promoting transparency and clarity.

    In this remote-first work environment, flexibility is key.


  • InvestEngine London

    Head of Compliance Assurance · We're looking for an experienced professional to lead our compliance assurance efforts. · Design and deliver a robust Compliance Monitoring Programme (CMP) ensuring timely completion and high-quality outputs. · Plan thematic reviews across areas suc ...

  • Only for registered members London Full time

    We're looking for a Head of Compliance Assurance to join our Compliance team. · You'll take on meaningful work from the start tackling real challenges that drive the stability efficiency growth of our business.Lead the design ownership delivery of the Compliance Monitoring Progra ...

  • InvestEngine Limited London

    We're looking for a Head of Compliance Assurance to join our Compliance team. You'll be responsible for providing independent, expert oversight of regulatory compliance across the business. This role is ideal for someone who's confident operating with independence and authority, ...

  • InvestEngine Limited London

    A leading investment firm in the UK seeks a Head of Compliance Assurance to oversee regulatory compliance. · ...

  • Only for registered members London SE Remote job

    +We're looking for a Head of Compliance Assurance to join our Compliance team. · You'll take on meaningful work from the start tackling real challenges that drive stability efficiency growth. · ...

  • Only for registered members London, England Remote job

    We help clients face risk with confidence because we believe that when businesses are protected, they're free to grow, lead, and innovate. You'll be backed by our digital ecosystem: a client-centric suite of consulting tools making it easier for you to meet your clients where the ...

  • Only for registered members London Area

    The Compliance Risk Manager will contribute to completion of annual Financial Crime Business-wide Risk Assessment (BWRA) process. · Direct contribution to completion of Financial Crime Business-wide Risk Assessment (BWRA) process · Carry out written CMAP plan and lead its executi ...

  • Only for registered members City of London Full time

    We help clients face risk with confidence because we believe that when businesses are protected, they're free to grow, lead, and innovate. You'll be backed by our digital ecosystem: a client-centric suite of consulting tools making it easier for you to meet your clients where the ...

  • Only for registered members London

    The HR Compliance and Quality Assurance Manager is responsible for leading institutional compliance corporate quality assurance human resources governance at Raindance Film School. · Institutional Compliance and Regulatory OversightAct as institutional lead for regulatory complia ...

  • Only for registered members London

    · This role is to ensure legislative compliance and the ongoing review, enhancement, and application of policies and standards. In this position your responsibilities as a Quality Assurance and Compliance Lead- Food include Overseer supplier approval quality assurance responsibl ...

  • Only for registered members London, England

    The HR Compliance and Quality Assurance Manager is responsible for leading the school's institutional compliance corporate quality assurance human resources governance. · ...

  • Only for registered members London Area

    We are looking for a Quality Assurance and Compliance Lead- Food to provide strategic and operational leadership for our own-label portfolio, · overseeing Food Safety, Quality Assurance. · ...

  • Only for registered members London Area

    We are looking for a Quality Assurance and Compliance Lead-Food to provide strategic and operational leadership for our own-label portfolio. · ...

  • Only for registered members London

    A large public sector organisation is currently recruiting for 6 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, and effectiveness of learning acr ...

  • Only for registered members London Area

    We are recruiting for Quality Assurance & Compliance Managers to join our Learning & Development team.A large public sector organisation is currently recruiting for experienced Quality Assurance & Compliance Managers on a permanent basis. · ...

  • Only for registered members London Area

    Driving and supporting various initiatives to enhance Regional Compliance Framework, working closely with all compliance stakeholders in the region. · ...

  • Only for registered members London

    We are seeking an early-career professional with some exposure to assurance or AML/CTF compliance to build their expertise in a quality assurance role within financial services. · Assessing account reviews on Existing Customers · Conduct post-review checks of customer documentati ...

  • Only for registered members London

    The finance team at The Guinness Partnership play a critical role in ensuring Guinness has a strong financial base. · We are recruiting for a Risk, Compliance and Assurance – Technology Graduate to join our team in London.We will provide you with commercial and strategic skills i ...

  • Only for registered members London

    A large public sector organisation is currently recruiting for 4 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, and effectiveness of learning acr ...

  • Only for registered members London Area

    A large public sector organisation is currently recruiting for 6 experienced Quality Assurance & Compliance Managers on a permanent basis to join their Learning & Development (L&D) team and play a pivotal role in shaping the quality, consistency, · and effectiveness of learning a ...

Jobs
>
London