Etrading Conduct Supervision Consutlant - London, United Kingdom - Treliant

Treliant

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

eTrading Conduct Supervision Consultant

Regulatory Change_

Company:
Treliant

Location:
London

Permanent/Contract:
either

We are currently looking for an E - Trading Conduct supervisor to oversee electronic trading activities to ensure that they are conducted in a fair, transparent, and efficient manner, and in compliance with relevant laws, regulations, and industry practices.

Who are we?
Treliant is a global consulting firm serving banks, mortgage originators and servicers, FinTechs, and other companies providing financial services.

We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.

We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients.

About the role

Overseeing Market surveillance, the use of automated surveillance systems to monitor trading activity and identify potential market abuses.
Transaction reporting, ensuring that market participants report details of their trading activity to regulators, enabling them to monitor ad analyse trading patterns and detect potential abuses.
Risk manage system and controls to manage the risk associated with electronic trading, such as operational risk, market risk, and credit risk.
Monitoring of market participants to ensure that they are complying with relevant laws, regulations and best industry practices.

Who are we looking for?

Qualifications & Experience:

E
Trading background would be desired.
Strong knowledge of conduct and control frameworks
Team Player able to work well within dynamic and goalfocused teams
Process Driven able to become quickly proficient in new processes and systems
Detailfocused very strong attention to detail
Multitasking highly organized and able to balance various responsibilities simultaneously
Professionally Skeptical able to identify and flag anomalies for review
Decisionmaking ability to make decisions in a fastpaced and pressurized environment.
Commitment strong work ethic and delivery focused

Professional Skills

Team Player - able to work well within dynamic and goal-focused teams

Process Driven - able to become quickly proficient in new processes and systems

Detail-focused - very strong attention to detail

Multi-tasking - highly organized and able to balance various responsibilities simultaneously

Professionally Sceptical - able to identify and flag anomalies for review

Decision-making - ability to make decisions in a fast-paced and pressurized environment.

Commitment - strong work ethic and delivery focused

Why Treliant?

Career Development - We put an emphasis on personal and professional growth by providing all the training you'll need to become a highly skilled Treliant consultant.

Programs cover Finance, Regulatory, Technology, and Operational aspects of investment banking. On top of that, we also provide support in obtaining highly sought-after industry-recognised qualifications.

Clients - As a Treliant consultant, you will be working with some of the top clients in the financial services marketplace, such as top tier Investment Banks.

Our roles place you at the cutting edge of the projects on which you'll be working, and give you the opportunity to learn from, work with and build relationships with the very best within those companies.

Rewards - Treliant offers our permanent staff an excellent compensation package. View our full list of benefits here.

Core Values - Whether you are a Client or an employee, Treliant wants the best for you.

All our relationships are based on our Core Values:
Deliver Excellence, Constantly Innovate, Treasure Diversity, Be Nimble, Listen First, and Develop our People.

Right to Work

Treliant is
-
not in the position to provide sponsorship for this current position and so applicants must be able to work in the United Kingdom without requiring sponsorship.