Senior Compliance Manager - City of London

The business provides holistic financial planning services with an emphasis on ethical and socially responsible investing. · ...

+Job summary · We're recruiting for a Compliance Manager to join us. · +Providing written and oral compliance advice to Asset Management's Marketing and Distribution teams on the promotion and distribution of UK collective and pension funds · Reviewing marketing materials and adv ...

We are looking for an experienced compliance professional to join a high-performing assurance team within a global financial services organisation. · This is a senior role offering visibility, influence, and the chance to shape how compliance risks are identified, tested, and man ...

We are seeking an experienced FCA Compliance Manager to join a growing consumer credit business on a 12-month temporary contract, covering maternity leave within the compliance function. · The role does not carry direct line management responsibility, however you will collaborate ...

A Lloyd's broker is currently seeking a Compliance Manager. · Support the development of the firm's risk and compliance framework · Provide compliance oversight · Advise brokers and other stakeholders on compliance matters · ...

We're partnering with a fast-growing workplace real estate company to appoint a Compliance Manager who will take full ownership of statutory and Health & Safety compliance across a diverse commercial office portfolio. · This is a key role ensuring safe, compliant and well-managed ...

We're looking for an experienced Compliance Manager – Conduct to join our Governance function and play a key role in enhancing and implementing CFC Group's conduct risk framework. · About the role · Your responsibilities will include but are not limited to:Conduct Risk & Complian ...

The Compliance Manager plays a key role in supporting the organisation's adherence to UK regulatory standards and internal risk frameworks. This includes helping to maintain effective policies, monitoring processes, and controls related to financial crime, conduct requirements, a ...

'The Compliance Manager supports the HCM in overseeing and managing the bank\'s adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. The role involves developing and updating policies, procedures and processes to ensure adherence to ...

An established and rapidly growing team of Chartered Independent Financial Planners is seeking a talented Compliance Manager to join its London-based Financial Advisory team. · Serve as the main regulatory contact for the FCA, managing submissions, reporting, and inspections. · D ...

The company is an established / profitable Fintech with a fantastic 9 yrs of trading in the UK behind them – After closing large funding round and hitting 120 people they are now in scale up mode creating an exciting time to join the business. · They are B2C Fintech with goal of ...

A Lloyd's broker is currently seeking a Compliance Manager who has at least 5 years' experience gained in insurance compliance (ideally Lloyd's market). · Support the development of the firm's risk and compliance framework · Provide compliance oversight · Advise brokers and other ...

· We are a team of Chartered Independent Financial Planners, recognised by the Chartered Insurance Institute (CII). Our chartered status reflects our commitment to a customer-first approach, ethical practice, and continuous professional development. · We offer holistic financia ...

An established and rapidly growing team of Chartered Independent Financial Planners is seeking a talented Compliance Manager to join its London-based Financial Advisory team. · ...

The Compliance Manager supports the HCM in overseeing and managing the bank's adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. · ...

The client is an established fintech company in scale up mode creating an exciting time to join the business. · ...

We are looking for a Technical Compliance Manager to join our award-winning team in London. · ...

The opportunity As Regulatory Compliance Manager you'll play an impactful role in shaping and maintaining our compliance framework while actively driving innovation and customer-centric outcomes. · ...

This is a permanent position within the Risk and Compliance team. · Provide expert advice on legal and regulatory compliance. · Support senior leadership in embedding a positive compliance culture. · ...

Experienced client facing advisory professional to join a small team in London. · ...