Compliance Officer - Cardiff, United Kingdom - Tandem Bank

Tandem Bank

Verified Company

Cardiff, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Core Details

Working Pattern:
Monday to Friday (09:00-17:00)

Salary:
£25k + up to 20% bonus

Closing date: 2nd January 2023

The role
We're Tandem.

The UK's digital bank, banking for a greener future providing hard working people across the UK with sustainable ways to borrow and save.

With more than 500 colleagues in London, Blackpool, Cardiff, Durham, and Manchester, all working together to create a greener, more accessible bank for people across the UK.

We're on a mission to proactively help our customers to reduce their carbon footprint and accelerate the UK to net-zero carbon emissions by 2050 and we need more people to help us achieve this goal.

We've taken the beliefs, behaviours, and personality and created four underpinning values. These values demonstrate our guiding principles and behaviours for everyone at Tandem.

Our ambition is that these values are ingrained and always front of mind when we're engaging with our stakeholder audiences.

Our values are BRAVE, ENTERPRISING, SIMPLE and TOGETHER.

We're building an amazing team and we're looking for ambitious and purpose driven Compliance Officer to join us in our Cardiff Office to provide first line assurance across the Tandem group to review and provide feedback on the effectiveness of the control environment.

Our team

Reporting to the First Line Controls & Assurance Manager, the First Line Controls & Assurance team will support the business to ensure that controls and assurance processes are consistent, up to date, effective and fully aligned with Tandem's Risk and Control framework, and any respective legal or regulatory requirements.

What you will be working on:

Assisting in the development and planning of the control assurance program.
Performing assurance reviews of first line controls, including proactive and riskdriven reviews in response to incidents, business, or regulatory changes to ensure quality outcomes for the business.
Identifying and recommending solutions to control improvements where risks and issues have been identified.
Overseeing the controls register and working with the business risk and control owners to ensure that all content is relevant, up to date and reviewed in a timely manner.
Working closely with the Risk and Compliance teams to ensure control assurance activities are tailored to business risks, and findings are communicated and transparent to stakeholders.
Contributing to refinement of the control assurance framework, identifying opportunities for improvement to achieve better risk, business, and customer outcomes.
Providing ongoing supervision in a first line capacity across Tandem's third party 'introducers' via annual fitness and propriety testing.

About You:

Essential:

Previous experience in a regulated financial services business (ideally FCA/PRA).
The desire to learn and understand industry best practices.
High levels of personal and professional integrity.
Very sound judgment and business instinct with a desire to challenge traditional thinking.
Excellent negotiation, influencing and collaborating skills.
Experience of developing relationships with stakeholders and building positive working relationships.

Desirable:

Experience in working with/implementing risk and control frameworks.
Experience in third party controls management and oversight.

Qualities we look for:

An investigative and analytical approach.
Excellent written and verbal communication skills, with a strong attention to detail.
Demonstrable IT skills, including MS Excel proficiency.
Great interpersonal skills. You'll be developing relationships with stakeholders and building positive working relationships with a wide variety of people. A personable manner, teamworking and adaptability are all important.
Ability to work independently with mínimal supervision.
Organisational skills. You will be required to work on multiple projects, meet deadlines and maintain a high level of accuracy.

You can find our Applicant Privacy Policy here.

Tandem Money is an equal opportunity employer and are committed to meeting our responsibilities under the Equality Act We respect the diverse experience and talents that every individual brings to our Company and we are determined to ensure that no applicant or employee receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements which cannot be shown to be justifiable.

Please be aware that background checking (including credit and criminal records checks) form part of our recruitment process. We will adhere to our duties under the Rehabilitation of Offenders Act 1974.
Our mission is to build a business of the future, that improves people's financial lives.
No agencies please.

Job Types:
Full-time, Permanent

Salary:
£25,000.00 per year

Benefits: