Investment Operations Administrator - Liverpool, United Kingdom - Page Personnel Finance

Page Personnel Finance

Verified Company

Liverpool, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Page personnel are working hand in hand with this leading wealth specialist to recruit for a Investment administrator to join their busy and growing team in Liverpool city centre.

Client Details
This leading and growing financial services organisation provides financial advice to a wide variety of clients.

Having won many awards recognised within the financial services sector, the business prides itself and providing top class, regulated financialadvice, as well as being a great place to work because of its company culture and benefits package.

Description
This investment administrator role will include but not be limited to the following:

To ensure the full investment administration lifecycle is delivered in accordance with our terms & conditions, internal procedures and within the relevant regulatory framework.
Accurately process new business, monitoring progress through to completion, monitoring receipt of funds and initial fees
Banking and allocation of client money, ensuring FCA regulatory requirements are met.
Liaising with ceding ISA scheme providers to request ISA transfer monies, ensuring all relevant information is obtained.
Accurately process investment/disinvestment instructions relating to new business, additional investments, reallocations and withdrawals.
Undertake all aspects of general investment and ISA administration.
Complete fee and other complex calculations.
Provide a timely, proactive and high quality service to clients at all times.
Assist with investigation of complex cases.
Assist with collating information for regulatory reporting.
Handle both written and telephone enquiries from clients, advisers and 3rd party service providers.
Identify and report risks and breaches.
Process complaints.
Liaise closely with other teams within Wealth at work and with 3rd party service providers.
General administrative duties e.g. photocopying, scanning, filing.