Operational Due Diligence Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
Review of external (fund and distribution platform) non-investment risks using a risk based approach decided by the Head of ODD;

  • Undertaking the work and delivering the ODD reports in relation to both; the initial 'onboarding' of new, and the ongoing BAU monitoring of existing, 3rd party fund managers/platforms.
  • Contributing to our approach to ODD and development of our policies and procedures, including current processes e.g. coordination of monthly attestations;
  • Being part of the sub adviser approval process and working directly with the Sub Advised Fund Forum to make operational recommendations to our sub advisers;
  • Helping colleagues understand the importance of ODD issues in the context of the investment universe.
  • Contributing to the ODD framework to reflect best practice and capturing key industry topics e.g. ESG.
  • Perform daily investment guidelines monitoring and escalating breaches to the Head of ODD and internally (as applicable).
  • Perform monthly monitoring of sub adviser attestations process and escalate breaches (as applicable).
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