Compliance Business Partner - Preston, United Kingdom - Smart Recruit Online

Tom O´Connor

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Tom O´Connor

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Description
Are you looking for a new opportunity as a Compliance Business Partner?


Key Group is one of the most exciting, forward-thinking brands in financial services, focused on helping people unlock a better retirement since 1998.


Our mission is simple:
To be the UK's leading later life lending company.


To support the growth of the business and increased amount of workload, we are hiring for a Compliance Business Partner to provide 2nd line defence support and ensure that the lending/manufacturing areas meet their company and regulatory standards and are in keeping with the right customer-outcome-focused culture.


Hybrid Working Pattern

Principal Accountabilities of the Compliance Business Partner

  • Provide direct support, guidance, and advice to the Manufacturing and Business 2 Business arms of the Group on compliance matters including MCOB, customer outcomes, vulnerable customers, money laundering regulations and other regulatory requirements
  • To act as a Business Partner to management within the Manufacturing arms of the Group, as a key representative of the Compliance department
  • To influence and assist all areas to establish and maintain appropriate standards of business practice consistent with company and regulatory requirements
  • To represent compliance in product development and review processes, and other manufacturing projects
  • To build effective, supportive relationships with key stakeholders to facilitate and develop the company and regulatory culture
  • To conduct horizon scanning and regulatory gap analyses and support the business in preparing for regulatory change
  • To promote a positive and proactive approach to embedding 'best practice' and with it a forward looking compliance culture
  • To deputise for the Head of Compliance when necessary
  • To support project work and meetings as required by the Compliance leadership team

Benefits:


  • 25 days holiday plus bank holidays
  • Tier 1 pension
  • AXA Exec Healthcare
  • Life Assurance
  • Charity days

Essential Skills:


Person Specification

Experience

  • To have previous compliance lending experience within the financial services industry, preferably within a mortgages environment
  • To have a working knowledge of the FCA Handbook (essential), including MCOB
  • To have experience in meeting regulatory reporting requirements (desirable)
  • To have excellent interpersonal, verbal, and written communication skills
  • Excellent level of attention to detail, scores highly on quality control and experience of working in a fastpaced working environment but where accuracy is essential
  • Professional background accustomed to high standards of personal discipline and behaviour evidencing a strong work ethic, disciplined approach, and professionalism

Desired Skills:


Personal Qualities / Competence

  • Excellent punctuality, timekeeping, standard and accuracy of work
  • An appropriate professional qualification or be willing to undertake such exams
  • To be able to demonstrate analytical, decisionmaking, and problemsolving skills, achieving best business practice
  • Committed to quality; highly compliant
  • Proactive constantly considers process and puts forward suggestions on how to change for the better
  • Accurate, methodical, and able to prioritise effectively, with the ability to work well under pressure
  • Excellent standard and accuracy of work

About Company:

Our purpose is to help people finance a better retirement. Our mission is to be the UK's leading later life lending company.


Essential Requirements:

Person Specification

Experience

  • To have previous compliance lending experience within the financial services industry, preferably within a mortgages environment
  • To have a working knowledge of the FCA Handbook (essential), including MCOB
  • To have experience in meeting regulatory reporting requirements (desirable)
  • To have excellent interpersonal, verbal, and written communication skills
  • Excellent level of attention to detail, scores highly on quality control and experience of working in a fastpaced working environment but where accuracy is essential
  • Professional background accustomed to high standards of personal discipline and behaviour evidencing a strong work ethic, disciplined approach, and professionalism

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