Operations and Risk Manager - West Midlands (Region), United Kingdom - Recruit UK

Tom O´Connor

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Tom O´Connor

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Description

Job Title:
Operations and Risk Manager


Industry:
Financial Advice Services


Location:
West Midlands


Salary:
£50,000 - £75,000 (salary negotiable dependent on experience)

Job reference: 7580


My client are an independent financial planning and wealth management company that offers financial advice and support to private individuals, trustees, and businesses.

They have a regional presence and a strong reputation in the local area. They have strongestablished relationships with their clients and a distinguished reputation in the local area.

They are currently recruiting for a Operations and Risk Manager. Your main goal in this role is to ensure the organisation runs efficiently and smoothly. You will be responsible for managing the effectiveness and efficiency of the company. This role willinvolve managing various departments (predominantly operations and compliance) and providing leadership to the teams in question.


Overall, you will be responsible for managing and improving various aspects of the organization to ensure operational excellence and compliance with regulatory requirements.

They must be able to work collaboratively across different departments and demonstratestrong leadership and problem-solving skills.

Your key responsibilities will include but not be limited to:

  • Managing and improving the effectiveness and efficiency of the support teams
  • Responsible for longterm planning and coordinating changes across departments
  • Focus on increasing the productivity of the support team
  • Implementing systems and processes
  • Managing the compliance function in line with business and regulatory objectives
  • Participating in service investment committee meetings
  • Maintaining compliance monitoring plans
  • Oversee the companies T&C Scheme for Advisers
    What's in it for you:
  • Salaries negotiable dependent on experience up to £75,000 (negotiable)
  • 36.5 hour week
  • Free car parking on site
  • 22 days holiday plus bank holidays with Christmas shut down as an initial (plus a day every 2 years up to 25 days)
  • Auto enrolment pension
  • Company PHI policy
  • DIS scheme 4 x
  • Employee assistance programme (therapy and mental health support)
  • Prestigious regional wealth management firm
  • Level 4 Diploma qualified
  • Ongoing career professional development
  • Study support and initial exam support

Skills and experience required:


  • You must be able to work collaboratively across different departments
  • Previous experience in senior compliance or operations roles
  • Having worked in an Wealth Management company or an Financial Planning company
  • Demonstrable strong leadership and problemsolving skills

About Recruit UK:


As specialists in financial services recruitment, we bring unique expertise, insight and connections, whether you are looking for a new job or are trying to fill a role.

We have a reach of more than 100,000 financial services connections.

Right now, RecruitUK are pleased to be working with a Wealth Management firm based in the West Midlands on an Operations and Risk Manager role.


Our commitment to you:

- _Start every journey with a conversation to find out about you in-depth._
- _Provide honest feedback on where you fit in the jobs market._
- _Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we'll tell you._
- _Take a holistic mindfulness approach - career happiness is rarely just about the money._
- _Cover the whole of the UK with a local touch through our regional teams._
- _Never pester you._

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