Compliance Officer (SMF16 / SMF17) - London

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

TripLink UK is seeking a skilled and experienced Compliance Officer to join our growing London team. · Assist in the preparation and submission of the EMI license application · Evaluate compliance risks and develop practical solutions · Maintain an effective compliance program wi ...

Looking for a role where you will have a meaningful contribution to Markel's second line compliance? · In your role as Compliance Officer – Advisory business partner, you will make a meaningful contribution to Markel's second line compliance oversight. · ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

A top tier British law firm with an international presence is seeking a Compliance Officer to join its established Risk & Compliance team. · ...

En el marco de nuestro crecimiento y fortalecimiento organizativo, buscamos incorporar un/a Compliance Officer a nuestro equipo. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

Compliance Officer – 12-Month FTC · Location: London (3 days office / 2 days WFH) · A highly regarded, international broker-dealer is looking for a Compliance Officer to join the team on a 12-month FTC to cover maternity leave. This is a great opportunity for someone who enjoys ...

We need a problem-solver who loves teamwork and gets things done. If you're curious and ready for real ownership, you'll fit in. Compliance experience – 3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on expo ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

Compliance Officer · Location: London · Sector: Lloyd's / London Market Insurance · Contract: Permanent · A Lloyd's Managing Agency is seeking an experienced Compliance Officer to join its growing Compliance function. This is a key role supporting the delivery of a robust complia ...

A Compliance Officer is sought to build and oversee compliance for a regulated investment advisory business in London. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. · Overses distribution arrangements for regulatory compliance. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

A global investment manager with a strong presence in London is seeking a Compliance Officer to join its expanding regulatory team. · ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...