Compliance Operations Manager - Bristol, United Kingdom - Hargreaves Lansdown plc

Hargreaves Lansdown plc

Verified Company

Bristol, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Excited to grow your career?

Our purpose is to empower people to save and invest with confidence. We are looking for great people to join us, so please come and invest in YOUR future at HL.

About the role

As part of our growth, we are seeking someone from an Audit, Compliance, Risk or ERM background to join our compliance operations team as our newly created Compliance Operations Manager.

You will have exposure to various departments within our FTSE 100 businessas you implement and embed the following Group-wide frameworks:

Policy management
Regulatory reporting
Speak Up (Whistleblowing) governance, engagement, and operations (including the management of highly sensitive investigations)
Gifts and hospitality oversight
Breach management
Group Compliance Manual
Secondline data management

We are seeking a problem-solving mindset that thrives in a team where you will have the autonomy to challenge and contribute to produce the best possible outcomes.

What you'll be doing

Designing, implementing, embedding and optimising secondline operations
Taking ownership of the plan designed to achieve the outcomes agreed, ensuring 2LOD operations are resilient and that processes are repeatable and efficient.
Working to embed 2LOD operations by ensuring it is in fully integrated into the business' culture, processes, as appropriate, and is utilised effectively.
Producing high quality reports on the delivery of outcomes, providing data driven insight to relevant committees and senior leadership.
Managing and reporting on confidential Whistleblowing investigations
Challenging the business on the compliance with internal frameworks
Contributing towards the delivery of secondline transformation and optimisation, continually seeking opportunities to improve the way the organisation's compliance frameworks are managed.
Support the design, delivery and embedding if the enterprise risk management framework, including but not limited to prudential risk, conduct risk and GRC tooling

About you

Experience of working within and having a thorough understanding of financial service environments with expertise in compliance, risk management and control
Experience of working in a commercial organisation and liaising with all levels of stakeholder.
Understanding, and experience of working within the threelines of defence
An effective and engaging communicator, able to present complex information in simple context, adapting your style to suit your audience
Accomplished in forging effective relationships with colleagues at all levels, skilled at influencing, negotiating and managing challenging conversations with ease
Possess an analytical mindset, striving for continuous improvement across relationships and process
Operate with a sense of credibility and gravitas, upholding HL values throughout

Interview process
This will be a two-stage interview process. The interviews may consist of competency and behavioural based questions and a task or presentation.

Working Schedule
This role will be based in our Bristol head office, BS1 5HL. This role is permanent, full time, 37.5 hours per week, Monday to Friday.

We offer a hybrid flexible working pattern to enable you the option of working from home and coming into the office.

Why us?
Here at HL, we're the UK's number 1 investment platform for private investors, based in Bristol. For more than 40 years we've helped investors save time, tax and money on their investments.

To achieve our mission, we believe we have a workplace like no other, with constant learning, dynamic teams, and a great ethos.

We're steered by core values that promote service, quality, innovation, and opportunity in everything we do.

What's on offer?

Discretionary annual bonus & annual pay review
25* days holiday plus bank holidays and 1day additional Christmas closure time
Option to purchase an additional 5 days holiday per year
Flexible working options available, including hybrid working
Pension scheme up to 11% employer contribution
Sharesave scheme have a real stake in HL's future
Income Protection & Life insurance (4 x salary core level of cover)
Health care cash plans including optical, dental, and out patientcare
Gympass gym memberships and wellbeing apps available
Variety of travel to work schemes with free bike storage and shower facilities
An inhouse barista serving subsidised coffee and snacks
Join HL's sports, I&D networks and volunteering groups (two paid volunteering days per year)
LifeWorks Discounts on services, restaurants and retailers

- up to 30 days depending on role level & increasing with length of service