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    • Part-time Head of Compliance - London - Willow Resourcing Limited

    Willow Resourcing Limited
    Willow Resourcing Limited London

    1 month ago

    Default job background
    Part time
    Description

    Job Description

    A part-time opportunity as Head of Compliance & MLRO is available, requiring 1 day of work per week.

    This role involves working in the Investment Management sector, with a location in London offering hybrid working arrangements.

    The salary for this position is £135,000 FTE.

    This boutique investment manager offers discretionary investment management and advisory services to high net worth and ultra-high net worth clients.

    They are seeking their first Head of Compliance & MLRO (SMF16 & SMF17) due to applying for their own license.

    Key Responsibilities:

    • Ensuring the business operates compliantly, taking on responsibility for both Regulatory and Financial Crime Compliance for the firm.
    • Providing ongoing Compliance advice and guidance to the senior leadership team.
    • Undertaking horizon scanning to keep them abreast of any changing regulatory requirements.
    • Reviewing all new account applications and performing ongoing periodic reviews of the firm's client book.

    The ideal candidate will be an experienced senior Compliance specialist familiar with operating at this level within the Investment Management arena. Previous experience as an SMF16/SMF17 would be advantageous.

    Requirements:

    • Familiarity with operating at a senior level within the Investment Management arena.
    • Previous experience as an SMF16/SMF17 would be advantageous.
    • Proven track record of senior stakeholder engagement, team management and development.
    • Excellent communication, negotiating and influencing skills.

    This role offers flexibility and the opportunity to work in a hands-on manner.

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