Compliance Analyst - London
Only for registered members London, United Kingdom
4 weeks ago
* This salary range is an estimation made by beBee
Job summary
We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management and specifically support our marketing teams. This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.
Responsibilities
- Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
- Maintain RLAM's Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
- Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
- Prepare and deliver training on key issues and regulatory changes
Qualifications
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements
- Good experience of Word, Excel PowerPoint, Power BI
- Understanding of data organisation
- Some experience within an operational asset management environment (UK or EU).
- Knowledge of investment matters in UCITS and AIFMD
- Strong communication skills
- SI / IAQ / IMC qualified or willing to study towards with support.
- Understanding of UK, Irish and EU compliance and regulatory requirements.
Job description
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