Compliance & Ethics Officer - London, United Kingdom - AJ Fox Compliance

AJ Fox Compliance

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

A legal and professional services firm is hiring a Compliance & Ethics Officer to join their team. This is an exciting opportunity at a genuinely friendly and caring firm offering opportunities for progression within.

This role offers remote working.

Key responsibilities will include:

Responding to queries relating to conflicts, AML, CDD, and SRA Standards and Regulations
Onboarding of clients
Preparing AML risk assessments
Reviewing highrisk clients including PEPs, SIPs, sanctions and highrisk jurisdictions
Reviewing complex ownership structures
Delivering training to the firm as required
Building and reviewing risk management policies and procedures
Recording, assessing, and reporting on breaches
Providing guidance in risk management, ethics, CDD, AML, client onboarding and conflicts checks