Paralegal & Compliance Executive - London, United Kingdom - eFinancialCareers
Description
This is a newly created position and will report into the Head of Compliance/Legal CounselThe role will be very much hands-on role and there will be an element of performing some routine activities initially - however there will be ample scope to assume more challenging activities as you progress - there is therefore potentially no limit to therole's long-term potential
Key Responsibilities
- Updating the monitoring programme
- Oversight and updating of the key registers
- Restricted Lists
- Maintenance of SMCR databases
- Policy work, regulatory developments as appropriate
- Reviewing and maintenance of NDAs
- GDPR compliance and data protection topics
- Assisting with board reporting
- Assisting with company secretary filings
- A minimum of two years compliance/legal broad based experience
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