Senior Compliance Analyst - Bath, United Kingdom - Berkeley Square IT

Berkeley Square IT
Berkeley Square IT
Verified Company
Bath, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
Senior Compliance Analyst

Permanent role| £45,000-£55,000 | Offices in Bath or Edinburgh| Hybrid working


This is a really exciting opportunity for an experienced Compliance Analyst to join a purpose-driven team that is growing, innovating, and trying new things.

My client's aim is to make the financial markets more accessible and help new businesses and existingones, get to market in a more efficient and pioneering way.

I am looking for a technically intertwined Senior Compliance Analyst who can join the Compliance team, within the Risk function, and be responsible for the development of risk management strategiesto help build efficiency and automation into my client's internal compliance processes.


Day-to-day responsibilities will include:

  • Compliance risk assessments
  • Completing compliance risk reviews
  • Researching and keeping up to date with relevant laws and regulations
  • Respond to day to day compliance queries
  • Advising on regulatory matters

Desired skills:

  • Strong working level of UK financial service regulations
  • Experience working with an FCAaccredited firm
  • MIFID2, COBS, CASS, Platform regs, ISA, SIPPs
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