Commercial Compliance Officer - Watford, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
Watford, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
Responsibilities

  • Work as part of the first line Compliance team responsible for the regulatory framework, policies, procedures and controls.
Review controls for effectiveness across a variety of regulatory topics

Support the front office on applicable processes, regulation and licences

Conduct Compliance reviews and follow up on issues in accordance with Compliance program

Requirements

  • Audit and/or Compliance experience (business admin, finance, Corp Gov, Risk, IT, BCP, QA, project management)
ACA qualified desirable

Intellectually curious and strong stakeholder management

Experience in a regulated environment desirable.

For details please get in touch
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