Senior Surveillance Specialist, 12 Month Fixed Term - London, United Kingdom - Royal Bank of Canada

Royal Bank of Canada

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Come Work with Us
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title
Senior Surveillance Specialist, 12 Month Fixed Term Contract

What is the Opportunity?

You will work as part of the EMEA & APAC Trade Surveillance team providing Market Abuse and Market Conduct Surveillance to Capital Markets (CM), Global Asset Management (GAM), Wealth Management (WM) and Investor and Treasury Services (I&TS) across RBC's European and Asia Pacific businesses.

Support the delivery of core elements of the Compliance Management Plan as it relates to Monitoring and Surveillance on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives, and Support the development of a strong and consistent Compliance culture across all areas of the CM, WM, GAM and I&TS operations in Europe and APAC.

What will you do?

Have responsibility for a range of Compliance Trade Surveillance activities across each platform
Ongoing development of surveillance reports, systems and processes for the monitoring of each platform
Streamlining the provision of management information from the Surveillance Team
Design of bespoke surveillance models to perform in depth testing on risks identified as part of the annual Compliance desk review monitoring program
Providing analysis of market abuse related escalations from the Communications Surveillance Team

What do you need to succeed?

Must have:

An officer with a broad knowledge of the UK regulatory framework including an excellent understanding of the FCA Conduct of Business, EU Market Abuse Regulation and global Market Abuse framework
Experience of Trade Surveillance, other Compliance disciplines or a strong numerical degree
Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective crossunit cooperation, information sharing etc

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper.

We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and highperforming team
A worldclass training program in financial services
Flexible working options fully supported.

Job Summary

Address:

London, United Kingdom of Great Britain and Northern Ireland

City:

GBR-GREATER_LONDON-LONDON

Country:

United Kingdom

Work hours/week:

35

Employment Type:

Full time

Platform:

Group Risk Management

Job Type:

Contract (Fixed Term)

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion
and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth.

We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.

We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

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