Junior Compliance Assistant - London, United Kingdom - Linear Investments Ltd

Linear Investments Ltd

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Full time role

Salary:
Competitive

Location:
London EC4V

Linear is a privately owned, fast growing business with a highly scalable model as a Prime and Agency Broker, providing the complete suite of multi-asset Brokerage services to its buy-side clients, from execution through to margin financing, custody and settlement of equities, fixed income, FX, mutual funds and structured notes.

We have an exciting opportunity for an enthusiastic individual to join the business to gain experience within Compliance.

Reporting to Chief Compliance Officer (CCO), you will be responsible for:

Checking new customers are compliant with the firm's KYC/AML requirements
Reporting/escalating any anomalies to CCO
Assist CCO in reviewing policies and procedures, drafting responses to client enquiries.
Assisting with compliance system updates
Assisting with administration of all staff
Assisting in the firm's compliance monitoring program 'CMP' as required
Assisting the firm in complying with its market surveillance monitoring responsibility by providing support when necessary to help analyse 'alerts' generated by the market surveillance monitoring system and escalating any suspicious transactions 'STORs' to CCO or assisting with the regulatory report accordingly.
Providing support to CCO on various projects as necessary

We are looking for someone with:

Bachelor's or master's degree in Law/ Economics or equivalent
Good knowledge of Microsoft office packages
Proactive selfstarter with strong analytical and problemsolving skills.
Exceptional communication skills and demonstrates strong teamwork with ability to work independently.
Above all, have a strong acumen for financial markets / hedge funds
Previous experience in bank / hedge fund firm would be a plus.

Schedule: