Current jobs related to Compliance Consultancy - London - Austin Andrew

  • Only for registered members London Full time £60,000 - £100,000 per year

    We're seeking a proactive and team-oriented Compliance Consultant to join our growing practice. This role involves managing and developing client relationships, delivering compliance projects, and contributing to internal team development. The successful candidate will provide re ...

  • ZipRecruiter London, England, United Kingdom £55,000 - £70,000 per year

    Job Title: Compliance Consultant · Job Summary: · We are seeking an experienced and proactive Compliance Consultant to support our UK operations in the remittance and fintech space. The ideal candidate will play a critical role in ensuring that our business remains fully complian ...

  • Clayton Davies England, United Kingdom £55,000 - £65,000 per year

    We are working with a well-established and growing compliance consultancy firm specialising in providing tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. · Their mission is to help our clients meet their regulatory obligations ...

  • ZipRecruiter England, United Kingdom

    Job Description · Compliance Consultant · Based in the South East, we are working with a well-established and growing compliance consultancy firm that specialises in providing tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. · ...

  • IQ-EQ London, England, United Kingdom £60,000 - £70,000 per year

    IQ-EQ is a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. · We operate as trusted partners to our clients, delivering intelligent solutions through a combin ...

  • API Compliance Ltd Greater London £60,000 - £80,000 per year

    ***PLEASE READ CAREFULLY BEFORE APPLYING *** · Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money) · London | Hybrid | Full-Time · About API Compliance Ltd · We're a boutique consultancy based in London, specialising in payment serv ...

  • Only for registered members London Full time £60,000 - £80,000 per year

    We're seeking a proactive and team-oriented Compliance Consultant to join our growing practice. This role involves managing and developing client relationships, delivering compliance projects, and contributing to internal team development. The successful candidate will provide re ...

  • API Compliance Ltd England

    Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money) · London | Hybrid | Full-Time · About API Compliance Ltd · We are a boutique consultancy based in London, specialising in payment services and e-money. Our client base spans a broa ...

  • IQ-EQ Group England, United Kingdom £60,000 - £70,000 per year

    Job Title: · Compliance Consultant, Regulatory Compliance · Description: · Provide regulatory advice and deliver consulting projects on financial crime topics. · Keep clients informed of regulatory changes and support the alignment of internal documentation, policies, and procedu ...

  • Clayton Davies United Kingdom £80,000 - £100,000 per year

    Our client is a respected name in the wealth management and IFA sector, and as part of their continued growth, they are seeking a Senior Compliance Consultant with deep expertise in due diligence and acquisitions. · This position is focused on leading and supporting the acquisiti ...

  • API Compliance Ltd Greater London

    Job Description · Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money) · London | Hybrid | Full-Time · About API Compliance Ltd · We're a boutique consultancy based in London, specialising in payment services and e-money. Our client ...

  • ZipRecruiter England, United Kingdom £90,000 - £120,000 per year

    Job Description · Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money) · Located in England, United Kingdom · About Ziprecruiter · We're a leading online employment marketplace that helps job seekers find their next great opportunity ...

  • Campions Group London, England, United Kingdom £30,000 - £35,000 per year

    Job Description · The role is critical in ensuring the statutory and regulatory compliance of the properties under group control all brands. The consultant will ensure the overall compliance of the full portfolio in relation to HMO mandatory additional and selective licensing reg ...

  • KinTec Recruitment Ltd United Kingdom £55,000 - £75,000 per year

    Process Safety Specialist – COMAH Role Summary · Join a well-established Safety, Health, Environment & Quality (SHEQ) team that supports multiple COMAH sites across the UK and Ireland. · We are expanding our team to meet growing demands and looking for a skilled Process Safety Sp ...

  • Brown & Brown United Kingdom

    Regional Compliance Consultant · Location: South of England (Field Based / Remote) · Salary: Negotiable + Car Allowance + Benefits · Hedron is growing rapidly, with exciting plans for further expansion and more support for Partner Brokers. To continue delivering excellent service ...

  • Ruth Moran London, England, United Kingdom £30,000 - £60,000 per year

    Job Description · This is a fantastic opportunity to join a well-established Financial Services recruiter in London. · The role is office based with lots of flexibility regarding start and finish times. They will consider recruiters at all levels of their career and provide suppo ...

  • Ruth Moran London Full time £30,000 - £60,000 per year

    Role · This is an excellent opportunity to join a well-established Financial Services recruiter in London. · We are looking for experienced 360 billing recruiters to join our team, who focus on confidential niche searches, retained search, contingent and interim placements in Fin ...

  • Inspired Plc London, England, United Kingdom £45,000 - £60,000 per year

    Role Overview · Inspired PLC is a UK market-leading provider of energy and sustainability advisory services. We focus on solving our clients' toughest challenges by managing data comprehensively, sourcing energy sustainably, and reducing carbon efficiently. · This role supports c ...

  • ZipRecruiter England

    Compliance Consultant · We are working with a well-established and growing compliance consultancy firm that provides tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. · Their mission is to help clients meet their regulatory obl ...

  • ZipRecruiter London

    Compliance Consultant · We are seeking an experienced Compliance Consultant to support our UK operations in the remittance and fintech space. · The ideal candidate will play a critical role in ensuring our business remains fully compliant with UK regulatory requirements, particul ...

  • Clayton Davies England

    About the Role · We are working with a well-established and growing compliance consultancy firm specialising in providing tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. · Their mission is to help our clients meet their regul ...

  • Compliance Consultancy - London - Austin Andrew

    Austin Andrew
    Austin Andrew London

    2 weeks ago

    Description

    Compliance Consultant Opportunity with Austin-Andrew

    About the Role

    Austin-Andrew is a highly respected compliance consultancy, working closely with asset management clients to ensure regulatory compliance.

    The majority of our clients are FCA regulated, however we are increasingly working with SEC and NFA/CFTC regulated firms.

    Responsibilities

    • Main point of contact for a portfolio of clients, providing expert compliance guidance and support
    • Lead on-site and remote monitoring reviews, ensuring seamless delivery and exceptional client service
    • Develop and implement comprehensive policies, tailored to each client's unique needs
    • Assist with background screening checks and liaise with regulatory bodies, such as the FCA
    • Deliver high-quality compliance training, both remotely and on-site
    • Provide timely and accurate compliance advice, addressing complex regulatory issues
    • Review and approve financial promotion materials, ensuring they meet strict regulatory standards
    • Stay up-to-date with regulatory changes and their impact on our clients' businesses
    • Offer support to senior managers as needed, fostering strong relationships and delivering exceptional results

    Key Skills and Experience

    • Proven experience in compliance or management consultancy, regulatory hosting, asset management, or a relevant regulatory body
    • In-depth knowledge of the FCA Handbook and its requirements
    • Background in compliance monitoring or a related field
    • Strong customer service ethos and ability to build lasting relationships
    • Capacity to develop and implement effective regulatory solutions
    • Excellent communication and interpersonal skills, with the ability to engage with clients at all levels
    • Ability to manage multiple priorities and tasks, working effectively under pressure
    • Degree-educated or equivalent qualification

    Requirements

    To be successful in this role, you must hold the right to work in the UK and be committed to delivering exceptional compliance services to our clients.


Jobs
>
London
>
Compliance consultant