Compliance Monitoring - London, United Kingdom - LHH Recruitment Solutions
Description
Plan and conduct independent Compliance Monitoring reviews as assigned from the annual plan, in line with the Compliance Monitoring Methodology.
Thisinclude the ability to lead and/or participate as part of a team in the delivery of risk-based reviews.
procedure and reporting approach.
- Work collaboratively with the business stakeholders at all stages of the review, agreeing issues and the appropriate remedial actions in a timely manner.
- Riskassess the business undertaken and operational practices for consideration of inclusion in the Compliance monitoring programme.
- Degree educated and/or relevant professional qualifications e.g. ICA, CAMS, ACCA or IIA
- Proven experience working in Internal Audit and/or Compliance Monitoring environment, preferably in the banking sector.
- Good working knowledge of the regulatory environment in the UK, EMEA and other extraterritorial regulations (for example Dodd
- Frank)
- Good understanding and working knowledge of the UK AML, CTF, Sanctions, ABC, Fraud and Transaction Monitoring
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