Compliance Consultant - London, United Kingdom - IQ-EQ

IQ-EQ

Verified Company

London, United Kingdom

4 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Company Description

IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery.

We support fund managers, global companies, family offices and private clients operating worldwide.

The Compliance Consultant will successfully manage and develop client relationships, deliver client project work focused on financial crime compliance and take part in team development activities.

The Compliance Consultant will be tasked with effectively delivering compliance monitoring program assessments, drafting policy and procedure reviews, drafting the preparation of reports and manuals to reinforce regulatory requirements, and providing compliance advice to client firms.

They will support and be the first point of contact for a portfolio of Firms providing ongoing compliance support. The Compliance Consultant will address client feedback and ensure market leading support is provided to clients throughout.

A team-oriented individual, looking to further their career in a fast-growing business line.

Tasks (what does the role do on a day-to-day basis)

Responsive regulatory advice and solutions
Delivering consulting engagements on a variety of financial crime topics including AML, market abuse, ABC and others
Updating clients on regulatory changes and how it impacts their business
Setting up relevant policies, procedures and working documentation for clients
Working with clients to devise their riskbased monitoring programmes or thematic risk assessments
Carrying out regular compliance monitoring review visits onsite with clients, and subsequently writing up working papers and reports
Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications
Building / developing client relationships.

Qualifications

Experience working within Compliance or AML/KYC support function at comparable compliance consultants who are main competitors (e.g. ACA Compliance; Bovill and Cosegic) or in professional services/audit firms (Big Four, BDO, Grant Thornton, etc)
Excellent working knowledge of relevant regulations in the context of financial crime
Proven track record of delivering client monitoring and advisory work, gained in house or within a consultancy environment
Ability to implement solutions to address the regulatory requirements of the client
Excellent communication skills, keen and enthusiastic approach to client support

Background experience

FCA Regulatory Compliance, Money Laundering Regulations

Company, product and market knowledge

Asset management, sell side, banking or other financial services

Additional Information
At IQ EQ Group we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.