Compliance Officer - Epsom, United Kingdom - Reed Insurance

Reed Insurance
Reed Insurance
Verified Company
Epsom, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Compliance Officer - Hybrid - circa £36k-40k (dependent on experience) Excellent benefits package - Driver - Surrey.


Global brand looking for Compliance professional to administer regulatory compliance across the company, ensuring compliance with existing regulations and incorporation of new regulations into the Company's policies, procedures, and culture.

This includesworking as part of the Compliance team to champion a business-wide Conduct Risk management agenda, to promote a healthy conduct culture, and to ensure that the delivery of good customer outcomes is at the heart of the business.


Overview

  • Support Compliance Manager in the introduction of new regulations: understanding, communicating, planning changes, implementing.
  • Proactively ensure ongoing compliance with regulations on a departmental and company level, this may include, Risk Assessment, monitoring and Gap analysis.
  • Manage compliance training content and input into delivery of training from the Learning and Development team.
  • Administer and manage Suspicious Activity Reporting to the National Crime Agency.
  • Completion of internal and external compliance returns, including RMAR and regional reporting.
  • Maintain and update the Company's internal policies, procedures, compliance registers and Compliance Arrangements Summary.
  • Engage and communicate with the FCA as and when required.

Business Facing:


  • Administer the Company's Compliance Monitoring Programme across assigned areas of the business, analysing trends and reporting results for discussion at the Conduct Risk Committee.
  • Assist in further embedding a Conduct Risk based compliance culture within the business.
  • Provide advice to customerfacing departments, including; escalated customer complaints, arrears and repositions, fraud, and general regulatory compliance queries.
  • Advise as to the compliance considerations relating to new business ventures, projects, and product development.
  • Any other appropriate duties as required by line manager.

Skills:

Working knowledge of AML/CTF/DPA/GDPR and FCA Regulation in Financial Services/Legal sector.
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