Compliance Manager - Solihull, United Kingdom - Kind Consultancy Ltd

Kind Consultancy Ltd

Verified Company

Solihull, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Kind Consultancy is working with a national mortgage network which is currently seeking a Compliance Manager to join them in a full-time, permanent role paying up to £55,000.

The Compliance Manager will be based in their West Midlands offices, with a hybridwork model.

Interpreting FCA rules and regulations and translating these into compliance policies and guidance and support
Leading thought on the development, implementation, communication and review of Compliance Policy.
Acting as a compliance representative on key business change and development programmes.
Keeping uptodate with external regulatory requirements and ensuring that the policies followed by the network are up to date and reflect the organisation's risk appetite.
Delivering compliancerelated projects or compliance elements of wider business projects.
Designing and producing policy materials, guidance, briefings and communications required to fulfil new and changing compliance requirements and to embed a compliance culture.
Overseeing and implementing policies in relation to regulatory reporting and communication of exceptions to policy through the governance framework
Must be fully CeMAP qualified
Has substantial experience of work in 2nd line Compliance roles within Financial Services
Has a strong understanding of the principles of TCF and Conduct Risk management and of Conduct and Regulatory risk, as well as knowledge of the Three Lines of Defence model
Has good knowledge of the FCA rule books (COBS, MCOBS, ICOBS, SYSC, SUP, PRIN, DISP, MIPRU & PERG) and their implementation, as well as SMCR, Risk, Governance and Compliance frameworks, regulatory rules and reporting
Has demonstrable experience of supporting the delivery of complex compliance and businessrelated projects
Possesses a strong understanding of what is involved in providing advice/recommendations to customers as an intermediary for mortgages and noninvestment contracts of insurance
Has good knowledge of mortgage and noninvestment products, markets and providers and methods/channels of delivering advice to customers.