Client Compliance Officer - St Helier, United Kingdom - LRI Invest S.A.

LRI Invest S.A.

Verified Company

St Helier, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

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Description

The Apex Group is looking for an experienced Client Compliance Officer. This full-time role is based in Saint Helier and offers a favourable salary and benefits.

The Client Compliance Officer role will act as a nominated CO/MLCO/MLRO for several of the Jersey Regulated/Collective Investment Funds/Non-Collective Investment Funds/Jersey Private Funds that the company provides services for.

You will have direct access to the boards of the relevant registered persons and unfettered access to all business lines, support departments and necessary information.

If you were already in this Client Compliance Officer role, here are some of the areas you would have been working in this week:

Monitoring compliance of the relevant registered person's compliance with legislation in Jersey relating to money laundering and the AML/CFT/CPT Codes of Practice issued under the Supervisory Bodies Law by undertaking a Compliance Monitoring Program ensuring that findings are escalated and remediated to conclusion
Ensuring that there are adequate procedures for monitoring compliance with, and testing the effectiveness of policies and procedures
Reporting periodically as appropriate to the boards on compliance with the relevant persons, systems and controls, including policies.
A sound knowledge of the Financial Services Law, The Handbook for the Prevention and Detection of Money Laundering and Financing of Terrorism
Knowledge of other legislative requirements applicable to the business
A sound understanding of the relevant legislation and any orders issued under those laws.

Benefits:

As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working
Our people are our greatest asset, and we invest in talent development
Join our global network, and you will benefit from education support, sponsorship and inhouse training programs.

The Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider.

With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices.

Apex's purpose is to be more than just a financial services provider.

The Group is committed to driving positive change to address three core areas:
the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do.

Every employee plays a part in making Apex who we are today, and the more we grow, the more important that becomes.

The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences and take short-term or permanent relocation options.