Compliance Assistant - Newbury, United Kingdom - 360 Recruitment

360 Recruitment

Verified Company

Newbury, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Risk & Compliance Assistant

Salary:
Negotiable

Hours of work:
Full-time

Holidays:
Flexible leave

Location:
Newbury with some remote working available

My client is a forward thinking, innovative and friendly law firm which has grown substantially in recent years.

They are currently recruiting for an exciting new opportunity for Risk & Compliance Assistant to join their Business Support Team providing supportto the legal teams.

Duties

Initial basic conflict check
Arrange for the client's identity to be checked and verified, primarily through LEM Verify or similar.
Arrange for an AML search to be carried out through Smartsearch (or similar)
Ask for and collate evidence of source of funds & source of wealth
Early stage file reviews to verify all details are complete and correct

Personal qualities

Demonstrate attention to detail
Be organised and able to follow procedures
Hands on approach with proven ability to work under pressure
Ability to work with others at all levels of the firm while providing strong administrative control
Excellent communication skills to liaise with colleagues and suppliers

Accountability

You will be accountable to the Risk & Compliance Director (or such other Director as may be designated from time to time).
You are ultimately accountable to the Managing Partner for your quality of work and actions to the Partnership as a whole for your work on behalf of the Firm.