Kyc Analyst - London, United Kingdom - eFinancialCareers
Description
Responsibilities:
- Ensure that appropriate CDD / KYC and AML checks are carried out on all customers and in accordance with local regulatory requirements, in conjunction with the Financial Crime team
- Ensure that appropriate customer categorizations are carried out in accordance with local regulatory requirements
- Provide approval for client submissions once QC checklist has been fulfilled
- Provide feedback and ideas on how to Improve the QC checklist/process to ensure it is clear, concise and adheres to all requirements associated with KYC/AML
- Ensure that appropriate client documentation is captured to all customers and in accordance with local regulatory and any exchange requirements
- Ensure that the integrity of the static data inputted by the onboarding team into the Client Data Base (aka PeopleSoft)
- Provide constructive feedback to Onboarding analysts and provide guidance where required to address any knowledge gaps
- Help instil best practices and consistency from Analysts in document submission to create a consistent model for document submission, naming and annotating
- Ensure that procedures are kept up to date
- To assist on any other adhoc reviews/projects/audits that the Operations department is required to carry out
- To work closely with the Financial Crime team
- Keeping management timely informed of issues/developments
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