Senior Compliance Officer - City of London, United Kingdom - Fintelligent

Tom O´Connor

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Tom O´Connor

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Do you have compliance experience gained working with a Lender? and are you seeking a new hybrid job London? If so, we want to hear from you Fintelligent is looking for a skilled Senior Compliance Officer, and the role comes with a salary of up to £65k,depending on experience, and many fantastic benefits.


As a dedicated Senior Compliance Officer, you will be responsible for ensuring the company acts in a legal manner while meeting its business goals.

You will also provide an effective 2nd line financial crime and data protection framework and plan and maintainrelations with 3rd line assurance.

What you can expect to your day to day duties to look like:

  • Own, maintain, develop and review compliance policies, advising management on possible risks
  • Maintain the compliance monitoring calendar
  • Advise management on the company's compliance with regulations through regular reporting
  • Develop and implement audit calendars for internal and external oversight
  • Engage with 3rd party auditors and manage the audit process and findings
  • Knowledge of PRA and FCA regulations of the mortgage industry, including CBTL
  • Ability to work with minimum supervision
  • Good attention to detail and analytical skills
  • Ability to hold your own with senior colleagues
As a vital member of the team and in return for your expertise, inclusive approach and commitment, our client will provide a favourable salary of £55k-£65k DOE and excellent benefits, including a discretionary bonus, a pension scheme, a private healthcarescheme and more

Please don't hesitate to get in touch for futher information, you can call Jenni on

Fintelligent.

With more than 45 years of combined experience in the recruitment sector, Fintelligent utilises technology and expert knowledge to connect growing businesses with passive, hard-to-find talent, forming true partnerships with clients by deliveringinnovative hiring solutions.

Specialists within the Financial Services, Accounting & Finance, Insurance and Legal sectors, we enable clients to make data-driven decisions to transform their hiring strategies.

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