MIS & Funding Compliance Officer - London

En el marco de nuestro crecimiento y fortalecimiento organizativo, buscamos incorporar un/a Compliance Officer a nuestro equipo. · ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

Compliance Officer – 12-Month FTC · Location: London (3 days office / 2 days WFH) · A highly regarded, international broker-dealer is looking for a Compliance Officer to join the team on a 12-month FTC to cover maternity leave. This is a great opportunity for someone who enjoys ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · ...

A top tier British law firm with an international presence is seeking a Compliance Officer to join its established Risk & Compliance team. · ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance department. The role is responsible for ensuring that all new clients and matters are opened in accordance with the firm's new business intake procedures. The key responsibilities of this role include ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

Oliver James are supporting an extremely well- established General Insurance firm with their search for a Compliance Generalist. · ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

Role: Compliance Officer · Department: Compliance · Location: London · The Compliance Department at Millennium serves to adopt, implement, and carry out a Compliance programme, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, w ...

The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the team. · Reporting to the Head of Advisory, your primary role will be to provide technic ...