Compliance Assistant - Sandbach, United Kingdom - MB Fitzgerald

Tom O´Connor

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Compliance Assistant - File Checking - Financial Planning Organisation - Sandbach / Flexible Home working - Salary negotiable, around £30 to £40K plus Bonus and Benefits
MBF Recruitment are currently working with a well established firm of Financial Planners in Sandbach to recruit a Compliance Assistant

This company are specialists in their niche market and truly make a difference to the lives of their clients


The role will be to monitor the activities of the company's Financial Planning team by reviewing business recommended by the firm's Financial Planners and undertaking monitoring and risk analysis.

You must also use key control metrics and business MI to identify risk and recommend the required actions, including any training that should be delivered, new processes implemented or controls that need improving.

This is a fantastic opportunity to work for a business that cares about their staff and clients


Salary is negotiable up to around £40,000 plus benefits and the company can offer hybrid working after your initial training period.


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