Compliance & Governance Associate - London, United Kingdom - Insignis Cash

Insignis Cash

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Insignis Cash Solutions is a fast-growing, FinTech company looking for a talented and enthusiastic individual to join their busy team.

They are expanding, making this a perfect position if you would like to have a significant impact on a company's growth and develop your role and career as the business evolves.

You will be detail-oriented whilst also being personable and confident in building relationships, joining a team where your ideas will be welcomed and valued.

In this compliance role, you will be joining Insignis who are making waves within the financial technology sector with their cash management platform.

They have been growing rapidly and have already built close ties with huge players within the financial services sector. Due to continued success, they are now looking to add a talented associate to the team.

Key Responsibilities

Assist with writing and maintaining Insignis' compliance policies and governance processes to embed a proportionate riskbased compliance model across the firm.
Deliver and administer compliance training on policies, procedures and other adhoc compliance topics where required. Experience in working with Skillcast is desirable.
Reviewing FSCS disclosures to ensure they are in line with regulatory requirements.
Review and approve financial promotions to ensure they are in line with regulatory requirements.
Responsible for generating compliance management information.
Assist with second line escalations to Compliance.
Conduct risk assessments.
Work with multiple parts of the business including Sales, Onboarding, Client Services, and the Payments teams to mitigate compliance risk.
Contribute your ideas on improving all aspects of the process and business and promote a positive and proactive working culture through sharing knowledge and expertise.

Requirements:

Insignis works in an FCA-regulated financial environment, so they need bright, high-quality individuals with:

Honesty and integrity
Strong attention to detail
Highly organised
Strong work ethic
Great communication skills
Great team player

The following is required for the role:

Experience working in the financial services sector, particularly retail banking, payments or FinTech background would be useful, with a demonstrable understanding of industry best practices and regulatory frameworks.
Attention to detail, meticulous, detailorientated, and able to work autonomously.
Ability to research, use own initiative and be a selfstarter is crucial in this fastpaced environment.
Ability to conduct a gap analysis efficiently and effectively and summarise risk from multiple sources.
Administrative and governance skills essential
Knowledge of FCA rules, including BCOBS, FSCS & PSRs desirable

Benefits