Compliance Manager - Runcorn, United Kingdom - Fintelligent

Fintelligent
Fintelligent
Verified Company
Runcorn, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
We are recruiting for an experienced Compliance Manager to work for an award-winning Insurance Broker located in Preston Brook. Due to business growth, they are looking for someone to manage all the compliance across the business.

You will receive a fantastic salary between £35,000 - £40,000 (D.O.E) with a quarterly bonus of £500, office hours Monday - Friday - no weekends and free parking.


This is an excellent opportunity to join a market leading organisation who have have a 4* star rating on Trust Pilot and have won multiple awards including "Investor in People - Gold Award".

They offer ongoing training and will fund any qualifications you want to gain to further your career.

The package for the Customer Service Advisor:

Salary:
£35,000 - £40,000

Monday to Friday - 8:30 - 5:30 (please note this will be 100% office based)
Company pension
Life Insurance
Private medical Insurance
Free secure parking
Free drinks
Company reward scheme
Social events
Genuine career progression
Funded professional exams
Pool table, games machine, PS4 all on site


Duties for the Compliance Manager:


Conduct regular investigative activities to ensure the business is compliant with all applicable laws and regulations to prevent issues entirely.

(Most commonly GDPR, Financial Conduct Authority (FCA) & Treating Customer Fairly (TCF) and Insurance Distribution Directive (IDD))
Identify the root cause of compliance problems when they arise
Resolve compliance issues fast and prevent them from reoccurring

Audit the business and individual policy and document owners to check they comply with information security and information management regulations.

Agree mitigating action for breaches
Support the business to manage new and ongoing supplier contracts
Review products and associated materials issued to clients to ensure these remain accurate and compliant at all times
Keep self and business up to date with regulatory and legislative changes

Skills we require for the role:
We want to hear from you if you have experience working in a regulated environment in a Compliance Manager based role
You must be educated to A Level standard
Excellent verbal and communication skills are hugely essential

F_SJ_JB_NOV

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