Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

1 month ago

Tom O´Connor

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Tom O´Connor

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Description
A highly regarded professional services firm that provides services top tier private equity, real estate, infrastructure and debt funds.


Description

The key responsibilities are to:

  • Promote 'compliance culture'
  • Establish, update and advise on written policies, procedures and guidelines
  • Update and implement the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge to management
  • Identify and/or coordinate and review information on compliancerelated issues (e.g. r i s k e v e n t s, breach of regulations, client complaints)

Profile

  • Previous strong compliance experience and relevant compliance qualifications
  • The person should demonstrate a high degree of selfreliance and selfmotivation and should be able to take initiative for problem resolution
  • Specific knowledge of fund accounting, transfer agency and the alternative investment management in the private equity and real estate sectors will represent a strong asset for this position

Job Offer
Competitive salary and benefits. Hybrid working.
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