Compliance Manager - Grimsby, United Kingdom - PB Recruitment Consultants Ltd

PB Recruitment Consultants Ltd

Verified Company

Grimsby, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

A highly reputable, leading, multi-office Wealth Manager, is currently recruiting for a Compliance Manager to join its busy and friendly team, overseeing the regulatory and FCA guidelines across its group office locations.

An exceptional career opportunity with an organisation whose focus is very much on its employee's career development and wellbeing, offering a very competitive base salary, hybrid working and a comprehensive benefits package.
You must have previous experience working within the financial planning sector, and preferably hold the relevant qualifications

Compliance Manager Responsibilities:

Provide regulatory guidance and advisory services to certain internal business areas.
File reviews and checks
Support projects ensuring compliance with regulatory and legislative requirements.
Review and approve new client on boarding KYC in line with Group standards.
Review and approve financial promotions.
Respond to adhoc queries and new business initiatives to enable line manager(s) to meet their regulatory requirements.
Assist with the development and implementation of Compliance and AML procedures.
Develop and maintain ongoing management information for the Board.

Compliance Manager Job Requirements:

Diploma Level 4 in Financial Planning, not essential but preferred, or on the way towards it
Compliance experience within a similar Wealth Management, IFA or Private Banking business.
Knowledge of relevant FCA rules
Strong Financial Crime knowledge
Excellent interpersonal skills.
Good communicator, comfortable dealing with all levels of staff.

**Salary is very much dependant on level of experience, so please apply, ranging from £40,000 to £60,000, comprehensive benefits and hybrd working