Compliance Monitoring - London Area

MERJE are working with a well known IFA/Wealth Management firm in their search for a dedicated Compliance Monitoring Officer. · ...

We are currently recruiting for an experienced Compliance Monitoring Manager to join a well-established financial institution in London. · This is a permanent opportunity to lead and strengthen a risk-based compliance monitoring function within a highly regulated environment. ...

We are looking to place a Compliance Monitoring Manager into one of our clients, a top tier fiduciary business. · Stood up and led from start to finish compliance monitoring programmes · Offshore jurisdictional experience · ...

Compliance & Risk Assurance Specialist to join the team and play a vital role in maintaining the integrity of their governance frameworks. · ...

This is an excellent chance to join a remarkably successful global asset management groupAll aspects of compliance monitoring , and also thematic reviews and central compliance topics · ...

Lutin Bell is working with one of the world's largest insurance brokers to place a Compliance Monitoring Manager in their UK team. · ...

We have been instructed by a brilliant Financial Services business on an urgent Compliance Monitoring 6 Month Fixed Term Contract to help support the compliance monitoring plan. · ...

This is an excellent chance to join a remarkably successful global asset management group. · The role will embrace all aspects of compliance monitoring , and also thematic reviews and central compliance topics. ...

We're a fast-growing founder-led FinTech who are scaling globally. The Compliance Monitoring Officer will own and evolve a risk-based compliance monitoring programme. · Owning and evolving a risk-based compliance monitoring programmeDesigning and delivering thematic and control-b ...

This is a newly created role for Compliance Monitoring Officer in Investment Management. There's loads of flexibility to work from home with just 1 day a week in the office required. · ...

We are working with a Global Insurance organisation who are looking to appoint a Senior Compliance Monitoring Manager into their expanding Compliance function. · Understands the processes and competences required to complete a Compliance Monitoring review · ,Manages all component ...

We're looking for a Compliance Monitoring Officer to join our second line Compliance team on a 12-month FTC. · A well known UK banking group is looking for a Compliance Monitoring Officer to join their second line Compliance team on a 12-month FTC, · You'll sit just outside day-t ...

The Head of EMEA monitoring will be responsible for conducting in-depth business and thematic reviews in accordance with the annual Compliance Plan. The role will assist in the planning of the Department's annual business and thematic monitoring programme, · You will assist, in c ...

Our Client is looking to hire an Associate level person to the Compliance Team. · ...

Data is the lynchpin that supports the energy industry and Ofgem has responsibility for protecting sensitive information. · We are strengthening our defences to ensure the integrity and confidentiality of the data that powers our critical decisions. · We're offering a permanent o ...

+This role combines compliance monitoring and trade surveillance with in-depth reviews and project work. · +General Compliance Monitoring · Thematic Reviews · Trade Surveillance · +Benefits · , · Please only apply if you have the required experience , or close to · . · ...

Senior Compliance Analyst opportunity working with a rapidly growing Lloyd's MGA in London. · ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

We are seeking a Head of Compliance & MLRO to lead and develop our compliance and financial crime function. This key role oversees our compliance framework, risk management, and regulatory relationships ensuring we remain fully aligned with FCA, AML, and e-money requirements. · L ...

We are seeking an experienced Head of Compliance & MLRO to lead our compliance function in London. · This role oversees regulatory relationships — ensuring alignment with FCA requirements. · Key Responsibilities include leading compliance strategy development, · risk management, ...