Compliance Advisory - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Responsibilities:

Conduct compliance risk assessments and develop appropriate mitigation strategies
Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations
Provide compliance advice and training to business teams and other employees
Collaborate with other internal stakeholders to ensure that compliance risks are effectively managed
Prepare and submit regulatory filings and reports
Participate in internal and external audits
Manage and oversee compliancerelated projects
Provide guidance on the development of new products and services

Qualifications:

Bachelor's degree in a relevant field such as finance, law, or business
Experience in a compliance advisory role or Control Room
Indepth knowledge of relevant regulatory requirements and best practices
Strong analytical and problemsolving skills
Excellent communication and interpersonal skills
Ability to work independently and collaboratively with a team
Experience with equity capital markets and mergers and acquisitions is preferred

The role offers a competitive benefits package, as well as a dynamic and challenging work environment. If you are a self-starter who is passionate about compliance and interested in joining a growing and dynamic team, please get in touch at