Senior Compliance Consultants - London - twenty84

    twenty84
    twenty84 London

    14 minutes ago

    Description

    Job Description

    Senior Compliance Consultants (Wealth & Investments)

    Location: Remote

    Contract: 3–6 months

    Very decent day rates - inside IR35

    We're supporting a client with multiple hires for a 3–6 month urgent contract roles for senior compliance professionals to support a regulatory review project within the wealth / investments / pensions space. These are immediate starts (next week) and fully remote.

    This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.

    The work will involve:

    • Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
    • Identifying gaps, risks and areas requiring remediation or escalation
    • Providing clear, pragmatic written and verbal feedback

    We're keen to speak to contractors with:

    • Senior compliance experience / previous SMF16 experience (highly desirable) from wealth management, IFAs, investment platforms or SIPP / pensions

    If you're a senior compliance contractor that meets these requirements and can start immediately, then don't delay and apply here.


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