Compliance Officer - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London.

The role will involve working closely with the front desks, operations, and other members of the Compliance Department to help ensure that the firm meets its legal/regulatory obligations.

Responsibilities will include:

Providing daytoday compliance advice and guidance to business areas
Designing and maintaining compliance policies and procedures
Analysing and interpreting relevant laws and regulations, including identifying changes to these that could affect the business
Producing reports for senior management on advisory activities
Playing a key role in the firm's preparations for the implementation of new regulations
Assisting with investigating and resolving ad hoc queries from regulators and exchanges
Learning how to assist in negotiations with clients and introducing brokers concerning the firm's key standard form documentation
Assisting with the performance of compliance monitoring tasks when required
Assisting with giving compliance related staff training

Essential Skills:

A minimum of 34 years' experience in an advisory role
Sound knowledge of the products, markets & operational processes (in particular commodity derivatives & FX)
Sound knowledge of UK financial services regulation
Knowledge of EMIR & MiFIR reporting regimes
Good IT skills with some knowledge of Microsoft Office programs
Excellent analytical skills and the ability to work through complex issues in a structured and methodical manner
The ability to work extremely accurately, thoroughly, reliably, and with attention to detail
Strong communication skills, both written and verbal
The ability to work calmly under pressure either as part of a team or individually

For a confidential chat about this or other roles we are handling, please contact Matt Pollard in the Jameson Legal London office:

Jameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed term contract and permanent recruitment.