Head of Compliance - London, United Kingdom - Taylor Root Global Legal Recruitment

Taylor Root Global Legal Recruitment
Taylor Root Global Legal Recruitment
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description
Head Of Compliance


Location
London
Contract Type
Permanent
Posted
Posted 3 hours ago
Industry
Asset Management
Salary
£ £120000 per annum + DOE
Expiry Date
A Global asset management firm are hiring for a Compliance Officer

  • SMF16.


Reporting to the MD and Global Chief Compliance Officer in a standalone role you can expect strong autonomy and exposure.


In this role you are expected to:

  • Monitor Mifid and SMCR requirementsProvide guideline compliance support
Keep up to date with regulations and changes that would impact the firm

Carry out investment guidelines


To be considered for this role:

  • You must be able to hold the SMF16 functionHave exposure to Investment/wealth management
Knowledge of fixed income and investment guidelines

Bachelor's Degree

  • Preferred
Over 5 years' experience as a compliance lead


CONSULTANT:


Aman Kumar:

Senior Consultant | Compliance

  • London, Netherlands, UK*
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