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  • Monitoring Specialist - United Kingdom - London & Country Mortgages

    London & Country Mortgages
    London & Country Mortgages United Kingdom

    3 weeks ago

    Description

    Monitoring and Control Testing Specialist

    We are looking for a fully CeMap qualified individual to join our Business Unit Control Function.

    This role is responsible for monitoring activities within the 1st line of defence and testing controls to ensure L&C proactively mitigates risk to customers and the business.

    The Role

    Key Responsibilities:

    • Undertake monitoring activities within the 1st line of defence
    • Test controls to ensure L&C proactively mitigates risk to customers and the business
    • Conduct high-level data analysis from across the business and report on current/emerging risks to Management and relevant committees through MI
    • Support the Business Unit Control Function in managing the Training and Competency scheme daily

    FCA Certification Regime & Conduct Rules:

    • L&C is authorised and regulated by the FCA and is classified as an Enhanced Firm under the Senior Managers & Certification Regime (SM&CR)
    • This role is subject to the 6 FCA Conduct rules, which you are expected to adhere to at all times

    About You

    We value our customers and ensuring our policies and processes are followed to deliver good outcomes and meet regulatory requirements.

    • Strong industry knowledge
    • Keen attention to detail
    • Self-motivation and effective time management
    • Excellent communication skills, both written and verbal
    • Experience in financial services and understanding of regulatory impacts

    Benefits

    • 24 days annual leave plus a birthday day off
    • An incentive scheme aligned with customer satisfaction and effort
    • Access to comprehensive employee benefits and support schemes
    • Participation in biannual socials and team events

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